juristic person in which Mr. Buntoeng held more than 30 percent of the shares, during July 2, 2021 to April 3, 2023. In this regard, Mr. Buntoeng has the duty to prepare and disclose a report regarding his
failing to have a sufficient and effective system for executing securities transactions for the mutual fund, resulted of an act or failure to act which is a dulty required to be performed. SEC Act S
announcement, i.e., by 4 July 2024. However, SOTUS submitted the Form 246-2 report to the Office on 9 July 2024, which was later than the deadline specified in the announcement. SEC Act S.246 Settlement
, i.e., by 4 July 2024. However, Mr CHAIVIT submitted the Form 246-2 report to the Office on 9 July 2024, which was later than the deadline specified in the announcement. SEC Act S.246 Settlement
announcement, i.e., by 4 July 2024. However, Miss SIRILUCK submitted the Form 246-2 report to the Office on 9 July 2024, which was later than the deadline specified in the announcement SEC Act S.246
February 2025, respectively, which were later than the deadlines specified in the announcement. SEC Act S.246 Settlement Committee Meeting No. 3/2026 Settlement Committee Order No. 55/2026 Dated 09/03
securities and the changes to such holdings (Form 59) within 9 September 2021. However, Mr. Tradsin prepared and disclosed the report (Form 59) to the SEC office on 10 September 2021 which is later than the
announcement, i.e., by 4 July 2024. However, SPBL submitted the Form 246-2 report to the Office on 9 July 2024, which was later than the deadline specified in the announcement. SEC Act S.246 Settlement
www.xt.com From 2022, the digital asset exchange platform provider on the website www.xt.com ("XT.COM") has been providing a platform for trading or exchanging digital assets, which
statements for the year 2023 and its annual information disclosure/report (Form 56-1 One Report), which included false accounting entries related to accounts payable and accounts receivable, to the general