from dessert café in the first three quarters, while store expenses did not increase significantly. Q3/2019 vs Q3/2018YoY • For the first 9 months (9M) of 2019, gross profit was THB 592 million which
comply with the law governing the undertaking of the applicant’s business for the period of past three years. □ 2. The information regarding personnel of the unit responsible for custody of private fund
. Summary report of practices which does not comply with the law governing the undertaking of the applicant’s business for the period of past three years. □ 2. The information regarding personnel of the unit
broker does not possess mentioned information or documentation above within three years from the date this notification become effective. As added by the SEC Office Notification No. Kor Thor 13/2549 Re
customers who Derivatives broker does not possess mentioned information or documentation above within three years from the date this notification become effective. 18As amended by the SEC Office Notification
-classification of client). Clause 18. Securities company must perform KYC/CDD process on all existing customers within three years from the date this Notification comes into effect, except for the case that the
shall re-classify the client’s risk accordingly (re-classification of client). Clause 18. Securities company must perform KYC/CDD process on all existing customers within three years from the date this
necessary and shall re-classify the client’s risk accordingly (re-classification of client). Clause 18. Securities company must perform KYC/CDD process on all existing customers within three years from the
regulations at least fifteen [15] hours in every two calendar years as from the calendar year of obtaining an approval from the Office, of which the syllabus consist of at least three [3] hours’ study on rules