involving booth setups related to investment advice and service solicitation. If it is found that solicitation activities are being conducted by unlicensed business operators or involve investment products
promote fundraising and investment in investment tokens and to support interested securities business operators in providing services related to the said products. This in turn would increase access
The SEC has recently issued a rule revising the definitions of institutional investor, ultra-high net worth investor and high net worth investor* used for investment in financial products under
criminal justice proceedings.Investors are strongly advised to study details of funds and verify the existence of the products to be invested every time and, after making an investment, check the
International Banks, the Thai Life Assurance Association, and investment unit selling agents. This is the first time that the single form will be used for opening an investment account for capital market products
digital technologies such as distributed ledger technology (DLT) to all processes and makes it opens to support all types of capital market products. We will use big data and artificial intelligence (AI
higher risk level in buying financial products with a higher risk than the client’s risk profile. SEC has considered the case and viewed that Somchai had behaviors with dishonest implication, affecting the
governmental agencies for the development of financial products and services, and supporting voluntary disclosure of anonymized data by the public and private sectors. The FinTech Act is expected to benefit the
, with the net asset value of Baht 2.145 billion and with 6,526 investors, while there are approximately four million Muslims in Thailand. Therefore, Islamic financial products still have a lot of room to
management is important for everyone, in particular working-aged persons. They should invest in financial products suitable for their risk appetite and tolerances, either by allocating their own assets or