Bangkok, October 2, 2014 - The SEC suspended {A}, a capital market investment consultant of Globlex Securities Company Limited, for trading on a securities trading account of the client without
Bangkok, December 8, 2014 - The SEC suspended {A}, a capital market investment consultant and investment planner for six months. She was an Assistant Managing Director of {X1} Co., Ltd., while the
Wang Lee Global Market Co., Ltd. Wang Lee Global Market Co., Ltd. conspired with other alleged persons to operate derivatives broker businesses in Thailand without proper licenses granted. Such
occupancy rate from the main source countries: China, Russian and Korea. Dusit Thani Manila Hotel reported 9.1% revenue growth (in Peso currency) driven by an expanding room inventory after the completion of
disposition of assets pursuant to the Notification of the Capital Market Supervisory Board No. Tor Chor 20/2551 on the Criteria for the Material Transactions which are the Acquisition or Disposition of Assets
. Moreover, net interest income rose by Baht 972 million or 6.2 percent, mainly from the increase in interest income from loans and interbank and money market items. Interest expenses from deposits decreased
income was caused by lower fees from securities business in line with the capital market situation, while fees from bancassurance and mutual funds increased. Consequently, the ratios of net interest income
of assets under the Notification of the Capital Market Supervisory Board No. TorJor. 20/2551 Re: Rules on Entering into Material Transactions Deemed as Acquisition or Disposal of Assets, dated August
“Empower Your Money: Save Smart, Live Free.” The SEC officials from the Department of Capital Market Education delivered lectures on financial planning for government officials and conducted a workshop on
SEC Secretary-General Ruenvadee Suwanmongkol said: “As a capital market regulator, SEC Thailand is very pleased to host this year IOSCO APRC Meeting according to the resolution of the IOSCO APRC