2020, 28 December 2020, 25 January 2021, 30 March 2021 and 30 March 2021 respectively, which means Mr. Winai failed to prepare and disclose the reports within the period specified in the notification of

regard, Mrs. Wannee has the duty to prepare and disclose reports regarding her holding securities and the changes to such holdings (Form 59-2) include 185 changes, within (1) Year 2020, by 24 March 2020 (2

CL Fund Management Limited Between August 31, 2021 and December 1, 2022, CL Fund Management Limited ("CL") —at the time of the wrongful act, the company was operating under the name Asia

failure to prepare and submit (1) the interim financial statements for the six-month period ended 30 June 2023 (2) the audited financial statements for the year 2023 (3) the key financial ratios for the

RC 33/18 16 May 2018 Subject: Notification of the Disposition of Investment Units of Jasmine Broadband Internet Infrastructure Fund To: President of the Stock Exchange of Thailand Jasmine Internat

Effective Date 1. Act   The Derivatives Act B.E. 2546   3 03/07/2003 06/01/2004 2. Notification of the Securities and Exchange Commission  Kor Thor. 18/2563 Determination of Types of Financial Services of

e-service Online Submission See canceled document Securities Brokerage Business >> Short Sale Provisions (section 98(5))   Type Title Section See Document Status Notified Date Effective Date 1. Act

Shareholders/Fund Manager/Mutual Fund Supervisors/Custodians/Auditors >> Approval and Qualifications   Type Title Section See Document Status Notified Date Effective Date 1. Act   Securities and Exchange Act

>> Execution of Agreements for Management and Management of Private Fund   Type Title Section See Document Status Notified Date Effective Date 1. Act   Securities and Exchange Act 2535   133 26/12/1999 30/03

with the principles and the draft regulations. The SEC has therefore issued a notification specifying the amended regulations with the key points as follows:       1. Requirements regarding the check and