consultant for complex products type 1 and investment planner, and (2) {B}, capital market investment consultant, for a period of two years six months each.In the case of {A}, the SEC's inspection revealed
business personnel under the provisions of the Notification of the Capital Market Supervisory Board*. The SEC therefore revoked the approval of Phisit as an investment consultant for complex products Type
therefore suspended the approval as investment consultant for complex instruments type 1*** for one month and 15 days, effective from 9 March 2020. SEC emphasizes the importance for investment consultants
suspended the approval for {A} as an investment consultant for complex instruments type 1** for nine months and 22 days, effective from 22 April 2020. Investors are strongly advised to be cautious and
worth and higher risk-taking capability (non-retail investors). The qualified investors will be allowed to invest in complex instruments suitable for their risk profile while receiving appropriate level
ที่ จท หนังสือชี้ชวนส่วนรับรองความถูกต้องครบถ้วน กองทุนเปิดไทยพาณิชย์คอมเพล็กซ์รีเทิร์น 1YJ ห้ามขายผู้ลงทุนรายย่อย SCB Complex Return 1YJ Not for Retail Investors (SCBCR1YJ) “บริษัทจัดการกองทุนรวมได้
controlling the spread of fake news. The SEC was one of the 10 award recipients selected from over 400 organizations. The event was held at Centara Life Government Complex Hotel & Convention Centre Chaeng
securities as well as rules on securities borrowing and lending, investment analysis and giving advice, submissions of clients? transaction confirmations, service in high risk or complex financial products and
advertisement from Kasikorn Bank Plc., as this issue of debentures contains more complex conditions than general debentures.In case where the debenture issuer exercises its right to early redemption and to defer
Capital Market Supervisory Board’s regulations.* Therefore, the SEC has revoked Sareerat’s approval as Investment Consultant for Complex Products Type 2** for 10 years. However, since her approval has