, agreeing to comply with the civil sanctions. In the event that any offender refuses to give consent to the sanctions, the SEC will submit the case in writing to the public prosecutor for filing a lawsuit in

any offenders refuse to give consent to the sanctions, the SEC will submit the cases in writing to the public prosecutor for filing a lawsuit in the Civil Court to seek the maximum applicable civil

welcomed to submit draft documentation for the establishment of Thailand ESG Fund in advance for the SEC’s consideration. This aims to facilitate the companies’ preparation for prompt offering of the Fund

hosting an annual conference must be submitted three years in advance. The SEC will submit the proposal for hosting the IOSCO annual conference on 7 June 2019 according to the IOSCO schedule. If passing

prepare and submit the company's financial statements within the period specified by the SET.  In addition, the company had failed to make debt repayment to its creditor within deadline and was consequently

775,153.67 baht. If any of the offenders refuses to comply with the civil sanction imposed by the Civil Sanction Committee, the SEC shall submit a letter requesting the public attorney to file the case with

investment consultants not to submit inappropriate trading orders in a manner that inflates or manipulates share price. When investment consultants find that any client's order is suspicious, he or she must

funds through the capital market. In this regard, the SEC and its project co-sponsors from both the public and private sectors would like to invite business operators across the country to submit

with the civil sanctions as imposed by the CSC. In the event that an offender refuses to give consent to the sanctions, the SEC will submit the case in writing to the public prosecutor for filing a

been fully satisfied, the Tender Offeror is obliged to submit the Announcement of Intention to Make a Tender Offer (Form 247-3) to the Securities and Exchange Commission (the “SEC”) within the following