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subject to the disclosure of information to SET and a written notice to its shareholders within 21 days from the date of disclosure to SET. Opinion of the Board of Directors The Board of Directors consider

investment advisory company shall give a prior notice in writing to the Office. Unless the Office gives an objection in writing within fifteen days from the date of receiving the notice, the investment

those of securities company, securities company may not accept trading order of units of foreign collective investment scheme on the said hours and days, providing further that it shall give prior notice

notice of such intentioin to the SEC Office is not required to comply with the provisions under Clause 3 and Clause 4. The SEC Office shall be empowered to require the derivatives broker under the first

with the Notification of the SEC Office. 3 Clause 5 The derivatives broker which ceases the operation of the derivatives business in the category of derivatives brokerage and has given a written notice

with the Notification of the SEC Office. 3 Clause 5 The derivatives broker which ceases the operation of the derivatives business in the category of derivatives brokerage and has given a written notice

SEC Office within seven days as from the effective date of the change as well as state the effective date of such change in the notice. Clause 3 In considering granting of approval, the SEC Office shall

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