approval of the Cabinet. “derivatives” means a contract having one or any combination of the following characteristics: (1) a contract in which one party is obliged to deliver goods as specified in the

แฟ้มข้อความ AMC03.TXT ผ่านระบบ Provident Fund and Private Fund Reporting System (PARS) 3. ข้อมูลในแฟ้มข้อความ (text file) แต่ละ field กำหนดให้ใช้ “|”(delimiter)เป็นตัวแบ่ง และใน field ใดที่ ไม่มีข้อมูล

assets of any persons under (1) to (7) in the form of private funds, provident funds or mutual funds. “Office” means the Office of the Securities and Exchange Commission. Clause 2. Giving advice in the

persons under (1) to (7) in the form of private funds, provident funds or mutual funds. 1 Added by the Notification of the Securities and Exchange Commission No. KorKhor. 45/2549 Re: Characteristics of

management of assets of any persons under (1) to (7) in the form of private funds, provident funds or mutual funds. 1 Added by the Notification of the Securities and Exchange Commission No. KorKhor. 45/2549 Re

investor contacts as follows: 1. Participation in competency enhancing activities 1.1 Acceptable types of activities : One or a combination of the following activities: (1) Attending training courses or

approval for investor contacts as follows: 1. Participation in competency enhancing activities 1.1 Acceptable types of activities: One or a combination of the following activities: (1) Attending training

, the Office has prescribed guidelines for renewal of approval for investor contacts as follows: 1. Participation in competency enhancing activities 1.1 Acceptable types of activities: One or a

: “Securities company” means a company licensed to undertake securities business in the category of securities brokerage or securities dealing; “Foreign securities” means securities which are issued in foreign

equity securities for the Company’s own account, bond dealing, and private repos and other investments. 2. Expenses The Company’s expenses in first quarter of 2019 were Baht 523 million, a decrease of 8