Notification of the Securities and Exchange Commission No. KorKhor. 10/2547 Re: Registration to be a Derivatives Business Operator in the Category of Derivatives Advisor, dated 23 January 2004, the SEC Office
of the Office of the Securities and Exchange Commission No. SorKhor./Nor. 4/2549 Re: Operating System Relating to the Undertaking of Fund Management Business By virtue of Clause 2 (1) and Clause 19 of
undertake any responsibility for its accuracy, nor be held liable for any loss or damages arising from or related to its use. ---------------------- Notification of the Office of the Securities and Exchange
. The SEC, Thailand cannot undertake any responsibility for its accuracy, nor be held liable for any loss or damages arising from or related to its use. ---------------------- Notification of the Office
” means a prospectus which is identical to a draft prospectus filed with the Office; (12) “market maker” means a person appointed by a mutual fund management company to perform duty in managing the trading
identical to a draft prospectus filed with the Office; (12) “market maker” means a person appointed by a mutual fund management company to perform duty in managing the trading price of investment units of an
land and building, printing machine and equipment, and (2) Office building ( Klong Toey) consist of land and building, which will seek approval from the Extraordinary General Meeting of Shareholders No
by OOH media and digital/online spending in the near future. Our media portfolio covers all forms of OOH advertising such as Transit, Outdoor, Office Building, Aviation and Activation, altogether
office] from the work units and personnel responsible for post-trade operation [back office], and shall arrange for the personnel responsible for securities trading to submit a report on securities trading
Securities (No. 4) dated 15 February 2013. 3 Clause 7 A securities company shall separate the work units and personnel responsible for securities trading [front office] from the work units and personnel