will be  submitted to the Ministry of Finance as public revenue. In any case, NEWS cancelled the private placement afterward.

investing funds (SRI Funds);  (2) the list of ESG bonds and SRI Funds, complete with basic information, such as types of bonds, total offering value, rate of returns, and credit rankings; or, in the case of

amendment takes effect on 1 February 2023.  In any case, the quota allocation for foreign exchange transactions of digital asset business operators is approved annually or periodically, as specified by the

enterprises, financial institutions and capital market stakeholders, with the knowledge on the offering for sale of sustainability-themed debt instruments and case studies of the offering practices in

Development & Financial Inclusion,? featuring the latest developments in crowdfunding, blockchain, big data, cybersecurity, and case studies from around the world.The seminar promoted an open discussion

pay a fine of 2,540,000 baht. The jail term, however, was suspended for three years.This follows the SEC?s criminal complaint filed with the Department of Special Investigation (DSI) on May 27, 2010

provide underwriter (securities company and bank with securities underwriting license) with the information on client?s risk appetite, thus, allow giving of advices or offering of products suitable for

Bangkok, April 18, 2012 - The SEC is seeking public comments on revision of ESOP regulation to cover life-insurance agent with a view to supporting life-insurance company?s human resource management

suspending {A}, an employee of Kiatnakin Securities Co., Ltd. and {B}, an employee of Phara Securities Plc. and also revealing {C}'s inappropriate behavior.  The SEC found from its routine inspection that {A

banned from performing duties as a branch manager for any business related to capital market. Both cases took effect on 30 May 2017. In the case of (3), {C} advised a client to invest in a trigger fund