offering in the Europe under the Alternative Investment Fund Managers Directive (AIFMD) where SEC has signed a memorandum of understanding (MOU) with capital-market watchdogs of 26 European countries on

the standard rule.  “SEC views that this support measure is appropriate under the current circumstances and given the fact that completing all training requirements takes time. Thus, SEC expects the

has already served SEC’s sanction in full.   In considering a punitive measure, SEC takes into consideration the following factors: related roles and behaviors of the person(s) under consideration, the

of the person(s) under consideration, the penalty already served, the impacts, damage or benefits generated, rectification or other actions benefiting or hindering SEC’s operation, and the record or

and social responsibility. The award consideration criteria are divided into four categories, namely (1) performing duties responsibly, (2) performing duties under the rule of law, (3) operating in

SEC and the Securities and Futures Commission (SFC) are developing a bilateral agreement for cross-border fund offerings under the HK-TH MRF project with the main objective of facilitating mutual

To be in line with the government’s policy to promote the operations of social enterprises under the supervision of the Office of Social Enterprise Promotion, and to encourage more private

Administration (NIDA)​​, advisor affiliate at the Center for Competitiveness, University of Fribourg, Switzerland, member of the Monitoring and Evaluation Subcommittee under the Digital Economy and Society

, digital asset business operators in Thailand are required to obtain a license under the Emergency Decree on Digital Asset Businesses B.E. 2561 (2018) and to be regulated by the SEC Office to ensure that

and seven other allies under the Capital Market Governance Promotion Initiative in Celebration of His Majesty the King’s Coronation. The TRBN launch will be held on 2 December 2019 and presided over by