the normal market conditions. Failed to pay fines as ordered by the Settlement Committee, the SEC therefore filed a criminal complaint with the DSI for further legal proceedings on 14 July 2016. SEC Act

securities trading account and failure to keep complete record of the securities trading orders.Following the report of Capital Nomura Securities PLC, the SEC further probed into the case and found that {A

from their failure to properly perform a due diligence in case of a company applying for initial public offering of shares as follows: 1. As the financial advisor supervisors, they failed to verify the

Mr. Akalarp Yimwilai Mr. Akalarp Yimwilai, the Chief Executive Officer of Zipmex Company Limited (“Zipmex”), is responsible for the operation of Zipmex. His order or action, or his failure to order

Mr. Akalarp Yimwilai Mr. Akalarp Yimwilai, the Chief Executive Officer of Zipmex Company Limited ("Zipmex"), is responsible for the operation of Zipmex. His order or action, or his failure

Mr. Thaweesap Rawan Mr. Thaweesap Rawan, a director of Bitkub Online Company Limited (“Bitkub”), who is responsible for the operation of Bitkub, shall be liable for Bitkub’s failure to keep customers

Mr. Nithiwat Maneesint Mr. Nithiwat Maneesint, a director of Bitkub Online Company Limited (“Bitkub”), who is responsible for the operation of Bitkub, shall be liable for Bitkub’s failure to keep

Mr. Kavin Phongpandecha Mr. Kavin Phingpandecha, a former Chief Executive Officer of Bitazza Company Limited, who is responsible for the operation of Bitazza, shall be liable for Bitazza’s failure to

granted as well as signing cheques which were handed to four borrowers. Her abovementioned failure was considered a contravention of Sections 89/7 and 89/24 of the Securities and Exchange Commission Act B.E

Ms. Nongnuch Saklong Ms. Nongnuch Saklong, an authorized director of TAB Trading Company Limited, was responsible for the company's operations. Her failure to perform the required duty of her