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The Securities and Exchange Commission (SEC), led by the Capital Market Education Department, collaborated with SEC Ambassador in organizing a workshop on “Financial Investment Knowledge,” featuring
units, priced at 1 Singapore Dollar per share, total value of 140,000 Singapore Dollar and are sold to Legend Shipping PTE. Ltd., a related company in Singapore, resulting in Legacy Asia Capital Pte. Ltd
effects on transactions in the capital market and investor services. ________________________
Bangkok, May 19, 2015 ? The SEC suspended {A}, a capital market investment consultant of Apple Wealth Securities PCL, for failure to keep complete record of the securities trading orders. The SEC