characteristic of capital market business personnel. SEC has therefore revoked his approval as investment consultant for plain instruments** and prohibited him from performing duties as capital market business
Bangkok, July 17, 2013 - The SEC revoked approval as well as disclosed inappropriate behavior of {A}, a capital market investment consultant of Kasikorn Securities Plc. Following the report from
Bangkok, October 2, 2014 - The SEC suspended {A}, a capital market investment consultant of Globlex Securities Company Limited, for trading on a securities trading account of the client without
Bangkok, December 8, 2014 - The SEC suspended {A}, a capital market investment consultant and investment planner for six months. She was an Assistant Managing Director of {X1} Co., Ltd., while the
Wang Lee Global Market Co., Ltd. Wang Lee Global Market Co., Ltd. conspired with other alleged persons to operate derivatives broker businesses in Thailand without proper licenses granted. Such
June 12, 2018 Re: Notification of Progress for the Investment in the Project of the Marvel Experience: Theme Entertainment Attraction - TMX of Hero Experience Company Limited, and Guarantee Obligation to
June 15, 2018 Re: Notification of Progress for the Investment in the Project of the Marvel Experience: Theme Entertainment Attraction - TMX of Hero Experience Company Limited, and Guarantee Obligation to
for environmental and social projects, project selection criteria, project progress reporting, alignment of business strategy with sustainability goals, and reporting progress towards established
facts and progress on its various operations without delay, including the operations to contain damages which may be caused to STARK, and to disclose such information for investors’ decision making.On 30
multi-stakeholders who join in discussing the government and the business sectors’ progress in implementing the UN Guiding Principles on Business and Human Rights (UNGPs), which focus on three pillars