, effective from January 15, 2015.*Clauses 20(2) of the Notification of Capital Market Supervisory Board No. TorLorThor. 3/2555 re: Approval for Personnel of Business Operators to Perform Duties of Analyzing
under Thai law and simultaneous offerings in local and foreign markets. The SEC, however, may revoke approval for operation if any CRA fails to comply with the IOSCO standards or is revoked by home
Group Public Company Limited ("ACAP"), a GSC’s subsidiary, in the cumulative value of 180 million baht (73% of the total GSC’s asset) without the approval of shareholders. The interest rates of
620/5 Moo 11 Nongkham, Sriracha, Chonburi 20230 Thailand Tel. 66-38 480-020-1 FAX. 66-38 480-080 (Translation) AF.011/2018 24 April 2018 Subject : Approval of transaction contract of rent with
2018 (under a Co-Management Contract pursuant to the SEC Notification: Approval of Co-Management Contract of a Securities Company No. Or Thor/Nor 9/2541), be approved. (See Attachment 1) Please be
Securities Companies. By virtue of the third paragraph of Clause 5 of the Notification of the Ministry of Finance, Re: Prescribing conditions requiring securities company to apply for approval of persons who
virtue of the third paragraph of Clause 5 of the Notification of the Ministry of Finance, Re: Prescribing conditions requiring securities company to apply for approval of persons who are major shareholders
Companies. By virtue of the third paragraph of Clause 5 of the Notification of the Ministry of Finance, Re: Prescribing conditions requiring securities company to apply for approval of persons who are major
company by taking into account the appropriateness and acceptable risk level. The securities company should specify the details on the designation or approval for such action clearly in writing, and monitor