. Therefore, she was required to prepare and disclose Form 59 to the Office within the period prescribed by the announcement, i.e., by 26 September 2024. However, Miss Paleerat prepared and disclosed Form 59 to
translation is strictly for reference. 4 Notification of the Capital Market Supervisory Board No. Tor Thor. 80/2552 Re: Criteria for Undertaking Derivatives Business for Licensed Derivatives Brokers
translation is strictly for reference. Notification of the Capital Market Supervisory Board No. Tor Thor. 80/2552 Re: Criteria for Undertaking Derivatives Business for Licensed Derivatives Brokers
Supervisory Board No. TorThor/Nor/Khor. 57/2552 Re: Prohibited Characteristics of Personnel in Securities Business dated 3 August 2009; (2) The Notification of the Capital Market Supervisory Board No. TorThor
shall be applicable to securities company licensed to undertake securities business in the category of securities brokerage providing investor with trading service for units of foreign collective
. “securities company” means an entity granted a license to undertake securities business in the category of securities brokerage. “Notification on Standard Conduct of Business” means the Notification of the
a Derivatives Business Operator _________ Whereas Section 24 of the Derivatives Act B.E. 2546 (2003) and Clause 2 of the Notification of the Securities and Exchange Commission No. KorThor/Nor/Khor. 37
Office of the Securities and Exchange Commission No. OrThor/Nor/Khor. 11/2548 Re: Practical Guideline on Application for Approval and Approval for Appointment of an Executive of a Derivatives Business
of an Executive of a Derivatives Business Operator _________ Whereas Section 24 of the Derivatives Act B.E. 2546 (2003) and Clause 2 of the Notification of the Securities and Exchange Commission No