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costs and proportionate ownership , control or management power, have commons quality control system, business strategies, shared names or shared significant professional resources. The related parties or
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, received, stored or processed through electronic procedures; “securities company reporting https://publish.sec.or.th/nrs/6999se.pdf 21061047.pdf technology solutions for electronic devices 3. providing
filing system only , print out the completed form, affix the authorized signature and submit the https://publish.sec.or.th/nrs/5391pe.doc Translation securities company (No. 2) dated 25 May 2004. Clause 2
Initial Coin Offering Portal (ICO Portal) An ICO Portal is a provider of an electronic system for facilitating the offering of newly issued digital tokens https://www.sec.or.th/EN/Pages/LawandRegulations
securities business supervision: For example, repeal of the minimum requirement of paid-up registered capital of securities company, allowing the SEC Board to use discretionary power to prescribe required
that during 4 January 2013 - 15 October 2014 {A}, then working for Thanachart Securities Public Company Limited, used the trading account of a client who was his mother to trade securities for himself
operation for deficiencies in providing financial advisory services to the initial public offering (IPO) of a company, and deficiencies in performing duties as independent financial advisor (IFA) of another