period specified by the notification of the Capital Market Supervisory Board resulted from the instruction or the failure to give instruction which is duly required to be performed. This case is in the
year 2021 that were falsified and disclosed investments in LEONI Kabel GmbH and LEONIsche Holding Inc, which were not completed due to a failure to meet preconditions. This case is under consideration by
under Section 289. This case is in the process of inquiry by the inquiry official SEC Act S.90 Criminal Complaint Filed with an Inquiry Official Dated 22/01/2024
is a duty required to be performed. This case is in the process of inquiry by the inquiry official SEC Act S.300 Criminal Complaint Filed with an Inquiry Official Dated 04/03/2024
online platforms such as Facebook without obtaining license from the SEC by in violation of the Securities and Exchange Act B.E. 2535 (1992) Section 90 and subject to sanctions under Section 289. This case
showed prices and trading volumes that is not actually occur during 2021 - 2022. Such information disclosure could mislead investors about the actual trading volumes or prices. This case is in the process
business without a license. This case is in the process of inquiry by the inquiry official. DAB Act S.26 Criminal Complaint Filed with an Inquiry Official Dated 06/09/2024
asset business without a license. This case is in the process of inquiry by the inquiry official. DAB Act S.26 Criminal Complaint Filed with an Inquiry Official Dated 06/09/2024
and derivatives before the execution of Mr. Komen’s order for the mutual fund was completed. This case is in the process of inquiry by the inquiry official. SEC Act S.244/2 in conjunction with 244/1
conditions. Furthermore, these transactions misled other persons to into thinking that these securities were traded in significant volume and lured others to participate in the trading. This case is in the