. This time, SEC establishes the regulations concerning related businesses for applicants requesting operating licenses. Such businesses include standards for operating businesses and work systems
invest in assets that could be fraudulent, and SEC has not been able to extend its supervisory coverage to such businesses. Therefore, SEC intends to improve the regulations to be consistent with the
prospectus, the proposed amendments are made to align with the regulations on REITs and to correspond with the current rules which disallow the establishment of any more property funds. The proposed
SEC is holding a public hearing on the proposed amendments to the regulations governing REIT indirect investment. According to the current regulations relating to issuance and offer for sale
those businesses. Furthermore, crowdfunding regulations have recently be enacted in support of new fundraising channel in the wave of global trend whereas private equity trust has been introduced as a
2012 issued regulations on the offering of ASEAN CIS to non-retail investors. This new regulation will be a codified set of new and existing regulations to accommodate both offerings to retail and non
Association of Investment Management Companies (AIMC) that ?the SEC facilitates conductive environment for asset management companies? higher competitiveness. Regulations governing fund establishment and
Engineering Plc. (IFEC) in contravention of the SEC regulations on standards of conduct, effective from December 31, 2011. {A}, an investor contact of KGI Securities (Thailand) Co., Ltd., is suspended for two
Bangkok, November 10, 2011 ? The Securities and Exchange Commission has passed a resolution at the monthly meeting No. 12/2011 allowing amendment to the regulations governing local and foreign credit