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, AIB Chair, on the occasion of their visit to discuss policies to promote foreign banks' roles in capital markets including the development of services for investors, at the SEC Office on 7 November 2023
securities. This is to ensure fair treatment between retail investors and foreign institutional investors executing the clearing and settlement of securities through custodian which is a member of TCH. The
“Asset management companies can now submit an application for approval of SSF establishment from 3 February 2020 onwards. SEC will speed up the approval process. In this regard, investors should
investors in line with the Capital Market Development Master Plan?s objective which aims to promote quality and diverse financial products comparable to those in the regional markets. To be eligible for SET
convenient access to paying agents have been allowed to reach out the investors. Furthermore, new types of mutual funds permissible to invest in a variety of assets have been introduced; for example, mutual
response to investors? demands. The newest version serves investors with more versatility. To begin with, ?asset allocation? enables users to experience allocation of their investment in various assets and
, conditions and procedures as specified in the notification of the Capital Market Supervisory Board by managing an advertisement about commission-free trading services without end period that cause investors or
and procedures as specified in the notification by failing to put in place an effective debenture underwriting system to categorize High Net Worth investors. SEC Act S.116 Settlement Committee