. Chan failed to report the disposal of BIG shares on March 8, 2016, within the period specified in the notification of the Capital Market Supervisory Board which is in the amount of 49,724,400 shares
audited financial statements for the year 2019 and (2) the annual report for the year 2019 (Form 56-2, 2019) to the SEC within the specified period. In case of the audited financial statements for the year
institution established under specific laws, who seeks to be registered with the Office as a qualified fund supervisor shall; (1) Maintain capital adequacy and capital reserves as specified by the rules of laws
seeks to be registered with the Office as a qualified fund supervisor shall; (1) Maintain capital adequacy and capital reserves as specified by the rules of laws governing the business operation of such
establishment of an association related to securities business to the SEC Office as per the Form specified by the SEC Office, together with the following evidentiary documentation: (1) the regulations of the
). Clause 3. In this Notification: The term “executive” shall have the same meaning with the definition of such term as specified in the Notification of the Capital Market Supervisory Board concerning other
) “Subsidiary” means subsidiary company under Section 89/1; (2) “Connected person” means connected person as specified by the Notification of the Capital Market Supervisory Board concerning rules on connected