company had fully received payment for the condominium units from the purchasing company, so that the auditor would not question the recording of the transaction in the accounts. The acts of the six NUSA
transactions even though the client did not come to the trading room to order the transactions herself to earn compensation at a higher amount than she should have actually received. {A}’s acts were deemed as
. His acts were therefore in violation of Section 283 of the SEA. The SEC will forward the case to the Criminal Fining Committee to consider fine penalties, and if {A} refuses to enter the fining process
points of the amendments are summarized accordingly: (1) Market Misconduct: categorizing the characteristics of misconduct to be clearer and applicable to wrongful acts of different natures, into four
whose orders were mishandled by dishonest acts of Numkrit will have the rights to claim from UBS a fair compensation for damages incurred in connection thereof. The company informed the SEC that
as necessary to promote the nternal audit, compliance, and quality control functions to review past credit rating actions in order to carry out the responsibilities of those functions. Further, a CRA
Commission (the “SEC”) but within the Offer Period, which causes or may cause material damage to the status or the assets of the Business, where such event or action has not resulted from the acts of the
or Disposal of Assets, and the Notification of the Board of Governors of the Stock Exchange of Thailand Re: Disclosure of Information and Other Acts of Listed Companies Concerning the Acquisition or
Deemed as Acquisition or Disposal of Assets, and the Notification of the Board of Governors of the Stock Exchange of Thailand Re: Disclosure of Information and Other Acts of Listed Companies Concerning the