Following the investor’s complaint and SEC’s further investigation, it was found that Somchai had committed wrongful acts against the investor’s assets. In so doing, he withdrew money from the
failing to maintain NC to immediately cease the business operation and transfer the customers’ assets to other business operators in order to limit effects on the customers and stability of the capital
. There is no limit on the number of operating licenses.Presently, it has been found that those who have used digital assets to take advantages and deceive people on investment. SEC would like to ask the
performance of duties, interfering with investors? assets in concealment and creating false evidience in violation of or non-compliance with the notifications of the Capital Market Supervisory Board concerning
of debts had surpassed that of assets because EARTH's business partners had filed a lawsuit against EARTH at a court in authority for the total debt amount of more than 26 billion baht. As a result
Bangkok, June 2, 2015 - The SEC revoked an approval of {A}, a capital market investment consultant, for using the client's account for her own trading and illegal use of the client's assets. She
Bangkok, June 2, 2015 - The SEC revoked an approval of {A}, a capital market investment consultant, for using the client?s account for her own trading and illegal use of the client's assets. She was
attain retirement goals. Moreover, investment should not be limited only to assets with low volatility because the investment returns cannot outpace the inflation in the long run whereas allocation in
value of assets proposed to purchase around 475.98 ? 501.36 million baht. Accordingly, AJP shareholders should not approve the transactions. AJP board of directors, however, viewed that AJP share price
Asset Management business, the Bank sold non-performing assets (NPAs) totaling Baht 1,378 million and had gain of Baht 703 million. In the Financial Market business, the Bank generated revenue of Baht 301