certified by a property valuer approved by the Office; (b) sensitivity analysis which has been audited by an auditor or a financial advisor approved by the Office, or any other persons approved by the Office
[3] years during a period of five [5] years prior to the application date. Unless such person having passed the Level 1 examination of Chartered Financial Analyst (CFA) or Certified Investment and
(CFA) or Certified Investment and Securities Analyst (CISA) or any other equivalent examinations approved by the Office, such person shall have work experience for not less than two [2] years within five
(CFA) or Certified Investment and Securities Analyst (CISA) or any other equivalent examinations approved by the Office, such person shall have work experience for not less than two [2] years within five
payment and related evidentiary documents under Paragraph 1 shall be certified with the signature of the authorized person of the licensees . Clause 16 A securities company licensed to undertake securities
The prospectus shall specify the characteristics of the physical gold bars to be invested by such Gold ETF. Such physical gold bars shall be certified by an independent agency and possess a standard and
BROKERAGE SECURITIES COMPANY LIMITED WEALTH CERTIFIED MUTUAL FUND BROKERAGE SECURITIES COMPANY LIMITED WEALTH MAGIK MUTUAL FUND BROKERAGE ยกเลิกการใช้งานเนื่องจากควบรวมกิจการ COMPANY LIMITED WEALTH MAGIK
;Certified Public Accountants หรือ Financial Accounting standards Board ในกรณีที่ใช้มาตรฐานตาม (ก) หรือ (ข) ให้ระบุแหล่งที่มาของมาตรฐานการ
ทดสอบความรูตามหลักสูตร Chartered Financial Analyst (CFA) หรือหลักสูตร Certified Investment and Securities Analyst (CISA) ตั้งแตระดับหนึ่งขึ้นไป และผานการ ทดสอบความรูตามหลักสูตรเกี่ยวกับกฎ ระเบียบ รวม
or training course accepted by the Office for a period of no longer than 2 years on the date of submission of application. - - - 3.1 Having passed the Chartered Financial Analyst (CFA) or the Certified