Securities and Exchange Act of 1992. Their actions therefore were in violation of Section 90 and liable to penalties under Section 289, which are imprisonment for a term of 2 to 5 years and a fine from 200,000
: www.mpf.co.id, www.ascotfx.com and www.maxglobalbullion.com.From the SEC?s finding, these firms operated a derivatives business without license or registration with the SEC, in violation of Section 16 of the
person undertaking derivatives business without obtaining proper authorization from the SEC in contravention of Section 16 of the Act shall be criminally liable under Section 125 of the Act. The SEC
matched to benefit the same persons, which is liable to contravention of Section 243 (1) (2) and Section 244 of the Securities and Exchange Act of 1992 and Sections 83 and 86 of the Criminal Code, as the
Mr. Yanakorn Warakunrak Due to the fact that Polaris Capital Public Company Limited ("POLAR") committed an offence of concealment of material facts under Section 281/10 of Securities and
Mr. Poonsak Chumchuay Due to the fact that Polaris Capital Public Company Limited ("POLAR") committed an offence of concealment of material facts under Section 281/10 of Securities and
17/06/2021 referred the case to a state attorney for filing a lawsuit to a civil court currently under an appeal period SEC Act (before the fifth amendment) Section 243 in conjunction
17/06/2021 referred the case to a state attorney for filing a lawsuit to a civil court currently under an appeal period SEC Act (before the fifth amendment) Section 243 in conjunction
>17/06/2021 referred the case to a state attorney for filing a lawsuit to a civil court currently under an appeal period SEC Act (before the fifth amendment) Section 243 in conjunction
17/06/2021 referred the case to a state attorney for filing a lawsuit to a civil court currently under an appeal period SEC Act (before the fifth amendment) Section 243 in conjunction