The Securities and Exchange Commission (SEC), represented by the Capital Market Education Department, in collaboration with the SEC Ambassadors, conducted a series of lectures on financial and
Before providing investment service in the capital market, intermediaries, such as securities companies and asset management companies, must know their investors or clients’ detailed information
Bangkok, April 25, 2012 ? The SEC is seeking public comment on the draft regulation with a view to strengthening role of compliance unit of business operators in the capital market (securities
Bangkok, March 3, 2011- SEC Secretary-General Thirachai Phuvanatnaranubala emphasized that sustainable capital market development requires strong investor base. Nonetheless, most of the Thais are not
and understanding on capital market as well as corporate governance, all of which will certainly be beneficial for improvement of provincial and family business management. As such, the SEC and our
Business Operation” means the Notification of the Capital Market Supervisory Board concerning Standard Conduct of Business, Management Arrangement, Operating Systems, and Providing Services to Clients of
investment consultant. However, the approval as securities investment consultant for Nattapong has already expired since 31 December 2018. SEC has therefore prohibited him from re-entering as capital market
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SEC Secretary-General Ruenvadee Suwanmongkol, Deputy Secretary-General Tipsuda Thavaramara and Deputy Secretary-General Sirivipa Supantanet convened an executive meeting with the SEC Management to
Mahachai Hospital Public Company Limited Mahachai Hospital Public Company Limited ("M-CHAI") had duties to prepare and submit an Interim Management Discussion and Analysis for the year 2022