rights in that meeting. The SEC considered the action as deprivation of shareholders? basic rights, affecting market confidence and international recognition of corporate governance of Thai listed
provide securities trading service to the account owner or submit trading orders of the written authorized persons action were deemed failure to perform duties which were in violation of the Notification of
February 2014 before the information became publicly known on 28 February 2014. Such action was deemed taking an unfair advantage of other people.Chai?s misconduct was in violation of Section 241 and liable
also received benefits from other relevant acts. His action was deemed a violation of Section 89/7 and subject to penalties prescribed in the second paragraph of Section 281/2, Section 307, Section 311
investment units in the portion yet to satisfy the minimum of 5 year investment.The said action was a violation of conditions prescribed by the Revenue Department, causing the client to pay back tax deductions
สร้างระบบคุ้มกันให้ตนเอง จนได้ใบรับรองจากโครงการแนวร่วมปฏิบัติของภาคเอกชนไทยในการต่อต้านการทุจริต (Collective Action Coalition: CAC) ครบทุกแห่งภายในปี 2558 ทั้งนี้ หากธนาคาร รวมถึงบริษัทหลักทรัพย์และ
support illegal activities. If any violations are found, the SEC will take legal action accordingly. The public and investors are strongly advised to exercise caution when using services from unlicensed
ต้านการทุจริต (Thailand’s Private Sector Collective Action Coalition Against Corruption : “CAC”) ซึ่งดำเนินการโดยสมาคมส่งเสริมสถาบันกรรมการบริษัทไทย (Thai Institute of Directors : IOD
order or an action which results in the offence that the company offered digital tokens to the public without an approval from the SEC Office. The Court of Appeal adjudicated that the defendant was guilty
Microsoft Word - 00. Project Unicorn - ELCLID of U - Revised Offering Price EN v2 (05122017) - clean.docx 1 (-Translation-) Ref. No. U.SET 024/2560 December 6, 2017 Subject: Notification on the Change of Details Concerning the Entire Business Transfer of Unicorn Enterprise Company Limited, Capital Increase, Issuance and Allocation of U-W3 and U-W4 Warrants, and Issuance and Offering of Newly Issued Preferred Shares to Specific Investors To: The President Stock Exchange of Thailand Enclosures: 1....