ธุรกิจที่ได้รับอนุญาต ก.ล.ต. ได้รับเบาะแสจากผู้ลงทุน กรณีเว็บไซต์ fxprimus.com (FXPRIMUS) มีข้อความเชิญชวนให้ผู้ลงทุนเข้าไปซื้อขายสัญญาซื้อขายส่วนต่าง หรือ Contract For Difference (CFD) ที่อ้างอิงกับราคา
SEC has a plan to revise the relevant notification to allow investment consultants of operators of securities and the derivative contract business, who have expertise in investment and keeping
SEC plans to revise criteria on the delegation of other persons to operate a business on behalf of the operators of securities, investment management, and derivative contract business in order to
contract for its account receivables. The SEC, therefore, directs YNP to rectify financial statements and to cooperate with one satisfy auditor in providing information and documents, and submit the
enter into derivatives contract with non-institutional counterparty, providing that the derivatives must be plain vanilla in nature and the purpose must be for hedging risk associated with business
breach of contract with the foreign software developer, including payment default.The JMT Audit Committee has acknowledgd the IFA?s opinion but still approved the Board of Directors? decision. The SEC has
>วันที่ตอบ : 27/04/2552 คำถาม : กรณีที่กองทุนทำสัญญาลงทุน เช่น forward contract กับบุคคลภายนอกโดยมีข้อกำหนดเกี่ยวกับเบี้ยปรับในกรณีที่กองทุนผิดสัญญา
to Issuance and Offer for Sale of Securities. Clause 3 This Notification shall be applicable to: (1) Application for Approval and Granting of Approval for an Offer for Sale of Depositary Receipts under
the contract is between 2039-2040. The company has acquired all shares through Global Renewable Power Co., Ltd. (GRP), and the success of the acquisition reflects the continuous growth of the company
reference. 10 Notification of the Securities and Exchange Commission No. KorThor/Nor/Khor. 14/2551 Re: Approval for Undertaking of Derivatives Business ___________________ By virtue of Section 9 and Paragraph