Renaissance Fund Management is a licensee under Type C Securities Business License in addition to the Derivatives Fund Management and Advisory Services Licenses. According to the SEC’s onsite

Under the amendments, SEC has proposed to lift the limitations on unitholding which bar any person or any associated person from holding investment units in a mutual fund over one third of the

SEC has prepared a questionnaire surveying preparedness toward the Personal Data Protection Act, B.E. 2562 in April 2020 for self-assessment of 276 organizations under its supervision. Based on the

Following the joint meeting on 2 March 2020 with the Department of Business Development under the Ministry of Commerce, the Ministry of Digital Economy and Society and the Stock Exchange of

characteristics of capital market business personnel under Clause 31(1) of the Notification of the Capital Market Supervisory Board No. Tor Lor Thor. 87/2557 Re: Rules on Personnel in the Capital Market Business

offering in the Europe under the Alternative Investment Fund Managers Directive (AIFMD) where SEC has signed a memorandum of understanding (MOU) with capital-market watchdogs of 26 European countries on

the standard rule.  “SEC views that this support measure is appropriate under the current circumstances and given the fact that completing all training requirements takes time. Thus, SEC expects the

has already served SEC’s sanction in full.   In considering a punitive measure, SEC takes into consideration the following factors: related roles and behaviors of the person(s) under consideration, the

of the person(s) under consideration, the penalty already served, the impacts, damage or benefits generated, rectification or other actions benefiting or hindering SEC’s operation, and the record or

and social responsibility. The award consideration criteria are divided into four categories, namely (1) performing duties responsibly, (2) performing duties under the rule of law, (3) operating in