submit Reviewed Financial Statements for the Third quarter ended September 30,2019. Please find enclosed the Management Discussion and Analysis Please be informed accordingly. Yours sincerely - Signed

reasons. You can contact the Data Protection Officer (DPO) of the SEC Office to submit a request to exercise the rights stated above (please refer to the contact details in “Contact Channels” below). You

3 Any person wishing to apply for a license to provide services as securities registrar shall submit an application for such license to the Securities and Exchange Commission through the Office. The

/ Registration     2. จัดการตำแหน่งผู้มีหน้าที่รายงาน / Manage reporter's position     3. จัดการรายชื่อผู้เกี่ยวข้อง / Manage related entity     4. การยื่นแบบรายงาน / Submit Form 59     คำอธิบายในการกรอกแบบรายงาน

แบบแจ้งชื่อผู้บริหารของบริษัท “For effective filing, fill out Form 35-E1 via the SEC electronic filing system only , print out the completed form, affix the authorized signature and submit the

any record of violation of the laws or regulations of Home Jurisdiction in matters relating to the disclosure of material information to investors or Home Regulator, and have not failed to submit such

have not failed to submit such material information to investors or Home Regulator. Yes No If “No”, please specify __________________________________________________

; · Thai AMC should submit the application for establishment of mutual fund via the SEC’s Online Fund Approval and Management System (OFAM) together with all the necessary documents in support of the

the 9th NACC Integrity Awards 2019” - Thai AMC should submit the application for establishment of mutual fund via the SEC’s Online Fund Approval and Management System (OFAM) together with all the

แบบแจ้งชื่อผู้บริหารของบริษัท “Fill in Form 35-E1 via the SEC electronic filing system only. Then, print out the completed form, affix the authorized signature and submit the hardcopy to the SEC