Vorakit Construction Company Limited Vorakit Construction Company Limited offer for sale newly issued securities in the category of debentures without having obtained an approval from the SEC Office

SAMART TRAFFIC COMPANY LIMITED (SMT) SAMART TRAFFIC COMPANY LIMITED (SMT) offered for sale newly issued securities in the category of debentures and bills without obtaining an approval from the SEC

(BLA) shares to be sold from the account of BKI in such a way as to take advantage of other persons by using negative material non-public information concerning BLA’s operating net loss of 880.59 million

"). Mr. Atthawit knew the inside information about an increase of the net profit of TRUBB and subsidiaries between January to February 2017 and January to March of 2017 from Miss Panjama

public on 15 February 2018, so Miss Preeya avoided a net loss from the decrease of STEC shares prices. 31/03/2020 agreed to comply with civil penalties determined by the Civil Penalty Committee as

result, Kongpat benefited from the NOBLE share purchase at the amount of 7,043,960 baht. 29/05/2020 agreed to comply with civil penalties determined by the Civil Penalty Committee as follows : 

approval from the SEC office. This case is in the process of inquiry by the inquiry official. DAB Act S.29 paragraph 1 Criminal Complaint Filed with an Inquiry Official Dated 17/02/2026

million from the company through a loan which was made to Siam General Factoring Plc. (SGF) in 2005. SEC Act S.307 311 312 313 Criminal Complaint Filed with an Inquiry Official Dated 31/05/2010

Mr. Matthew Christensen Matthew Christensen operated derivatives business without obtaining license or registration from the SEC, in violation of the Derivatives Act B.E. 2546 (2003), Section 16 and

S D Global S D Global operated securities business without obtaining license from the SEC, in violation of the Securities and Exchange Act B.E. 2535 (1992), Section 90 and subject to sanctions under