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) Notification of the Office of the Securities and Exchange Commission No. Sor Nor. 29/2549 Re: Acts That May Create Conflicts of Interest on Fund Management and Preventive Rules dated 19 July 2006; (2
personal acts becoming liable to such undertaking of securities business or derivatives business: (1) a person giving advice that involves expression of opinions or sharing of knowledge or experience in
investment advisory on the condition that the person giving advice and the owner of the website or any other electronic media do not collaborate or share duties with the other party to avoid personal acts
Thailand Re: Disclosure of Information and Other Acts of Listed Companies Concerning the Acquisition and Disposition of Assets B.E. 2547 (2004) dated 29 October 2004 and its amendments; (2) “Office” means
, using the key measures of preventing, deterring, and suppressing wrongful acts. So far, the Project has made significant progresses.On 1 February 2024, the SEC Board Meeting No. 2/2567 gave its approval
the price or trading volume to be inconsistent with normal market conditions. The acts of the six individuals above were liable to be offenses under Section 244/3(1)(2) in conjunction with Section 244