SEC has imposed a 40-day-suspension on {A} as a securities investment consultant, and a two-month suspension on {B} as a securities investment consultant and investment planner. In addition, {B} was

decision. Shareholders can seek clarification from the company?s executives in the shareholders? meeting day. Those who cannot attend the meeting should give proxy to others and clearly state their own

securities, in fact almost every day, resulting in a high trading volume. {C} admitted that the client permitted him to make trading decision without the client's confirmation or with post-trading confirmation

later informing the client at the end of the day. The acts of {B} , {E}, {F}, and {G} were in violation of Clause 20(2) of the Notification of the Capital Market Supervisory Board No. TorLorThor. 3/2555

cases where reasonable grounds for suspicion exist. For example, where a securities company identifies unusual fund transfers into a customer’s account followed by transfers out on the same day, without

as a commemoration of the International Women’s Day and to further highlight the importance of gender equality and women’s leadership roles. In relation to this, we are delighted to announce the

formulate or administer the plan; (3) report the evaluation results under subclause (2) to the board of directors and the SEC Office within ninety days from the day the testing is completed. Clause 36 In

days. Q3/2017 average production rate was increased to 689 thousand litres per day or 85% utilization rate, and Inventory Loss was recorded at THB 54 million. Measures were taken to reduce Selling

the following business day of the transaction date; (2) in case of transaction in respect of trading derivatives, the confirmation statement shall be sent out within the following business day of the

time as specified in the following subclauses: (1) in case of transaction in respect of trading shares, the confirmation statement shall be sent out within the following business day of the transaction