in such a way that the receiver of the benefits from such trading is the same person. These offenses were in violation of Sections 243 and 244 of the Securities and Exchange Act of 1992 (SEA) in
units which invest a high proportion in the Greenfield project are offered exclusively to high net worth investors; (4) Any person or persons in the same group is entitled to hold investment
by specific law.Public sector organizations must comply with the criteria and disclose information in the same manner as private issuers where filing of an application for offering approval is required
1207 for the SEC?s further investigation,? Sakkarin added. Previously, on December 17, 2012, Jaray was also named in the criminal complaint on the same offense for being director of unlicensed businesses
complete the review process at the same time, within three to four months from the date of submission. This will enhance market efficiency as the time taken for the issuer to obtain approval to offer its
and derivative business operators throughout such same period. * Clause 4 and Clause 31(2) of the Notification of the Capital Market Supervisory Board No. TorLorThor. 8/2557 Re: Rules on Personnel in
tender offer for acquisition of all MAKRO shares at the same price. The individuals from (1) to (4) took advantage of the material, non-public information which some of them had learned while working in
auditor of parent company AI to issue a disclaimer and express a qualified opinion on the consolidated financial statements for the year 2015 as well with regard to the same issues. The SEC therefore
stakeholders. We expect that these amendments will help to increase competitiveness of asset management companies, reduce their business constraints, and at the same time promote more diverse choices for
Derivatives Act B.E. 2546 (2003) and thus liable under Section 125 of the same Act to imprisonment for a term not exceeding three years or a fine not exceeding three hundred thousand baht or both and a further