Currently, private entities show interest in issuing and offering multiple lots of digital tokens that are based on projects with similar type of underlying or invested assets, such as music, performing arts and entertainment media. These projects might be released in series at different periods and it could be cumbersome to file for single ICOs individually. In accordance with phased release of songs or movie sequels, digital tokens would be issued and offered gradually. This approach di...
The Securities and Exchange Commission (SEC) organized a volunteer activity under the theme, “Doing Good Deeds for the Country and the People” in celebration of the auspicious occasion of His Majesty the King's 72nd Birthday Anniversary on 28 July 2024. This initiative aimed to express loyalty and gratitude for the benevolence of His Majesty the King, who has graciously initiated the Royal Volunteer Project to foster unity, happiness, and sustainable national stability, reflecting the spirit of...
Mrs. Pornanong Budsaratragoon, Secretary-General of the Securities and Exchange Commission (SEC), together with SEC executives and staff, participated in a well-wishing ceremony and penned their well wishes on the auspicious occasion of Her Majesty Queen Suthida Bajrasudhabimalalakshana’s Birthday Anniversary on 3 June 2025.
Mrs. Pornanong Budsaratragoon, Secretary-General of the Securities and Exchange Commission (SEC), along with executives and staff, participated in an homage-paying and well-wishing ceremony and penned their wishes on the auspicious occasion of Her Majesty Queen Sirikit The Queen Mother’s Birthday Anniversary on 12 August 2025. The ceremony took place on 8 August 2025, at the SEC Building.
The SEC’s amended regulations related to shelf filing of ICOs and the change to the limit and total amount of funds raised from retail investors aim to increase options and flexibility for ICO filing, allowing issuers to align ICO filing with the nature of digital tokens to be offered. This initiative also aims to promote the use of technology in fundraising without compromising appropriate investor protection. The SEC conducted a public hearing on the proposed principles and draft amendments to...
Recent news reports on cyber attack on a foreign decentralized finance platform, which resulted in tremendous loss of clients’ digital assets, have raised concerns over cybersecurity. The SEC is therefore urging digital asset business operators to emphasize the importance of cybersecurity on a continuing basis and to assign a responsible entity to oversee the matter to ensure that they can provide services to investors continuously and clients’ digital assets are securely safeguarded. The SEC...
According to the findings of the SEC’s investigation, the four persons, namely (1) Miss Duangkamol Chotana, (2) Miss Nutwara Saengwarin, (3) Mr. Supoth Piansiri, and (4) Mr. Sirichai Chananam – at the time of the misconduct from 2015 to 2017 holding the positions of director and executive of NMG – made a joint decision to approve, order and arrange a recording of false advertising income in the financial statements of NMG. The evidence in this case has revealed that the NMG’s financial statem...
นางสาวรื่นวดี สุวรรณมงคล เลขาธิการ สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) ร่วมเสวนาในหัวข้อ “Advancing Policies and Enabling Environment” ของงาน WeEmpowerAsia Virtual Forum: “Trends and Opportunities to Advance Women’s Economic Empowerment in Business” จัดโดยองค์การเพื่อการส่งเสริมความเสมอภาคระหว่างเพศและเพิ่มพลังของผู้หญิงแห่งสหประชาชาติ (UN Women) เพื่อแลกเปลี่ยนความคิดเห็นเกี่ยวกับบทบาทของภาครัฐและภาคเอกชนในการสนับสนุนความเสมอภาคทางเพศ การประกอบธุรกิจที่มีสตรีเป็นเจ้าของห...
Mr. Thawatchai Pittayasophon, acting Secretary-General of the Securities and Exchange Commission (SEC), and Deputy Secretaries-General, i.e., Mrs. Waratchya Srimachand, Ms. Jomkwan Kongsakul, and Mr. Anek Yooyuen, together with SEC executives, joined the video tape recording to commemorate the auspicious occasion of HM King Maha Vajiralongkorn Phra Vajiraklaochaoyuhua's Birthday Anniversary on 28 July 2023. The recording took place at the National Broadcasting Services of Thailand on 27 Ju...
At its meeting No.11/2563 on 19 May 2020 chaired by SEC Secretary-General Ruenvadee Suwanmongkol, the CMSB approved in principle of the amendment of rules applicable to funds and trusts which invest in real estate or infrastructure (funds and trusts) to create regulatory alignment as part of the regulatory guillotine project. The amendments are as follows:(1) Amending the rule on conducting an asset due diligence from every year after the previous due diligence to at least once in a ca...