SEC Secretary-General Ruenvadee Suwanmongkol said that supporting small and medium-sized enterprises (SMEs) to access financial instruments in the capital market is one of the factors that readies

less than 3 consecutive years; and SEC allows the auditors in a small audit firm to perform duties for more than 7 cumulative years but no more than 9 cumulative years. As the grace period is

operations.The requirement to appoint independent directors, however, will not apply to certain cases; for example, securities and derivatives investment advisors due to their relatively small size and few staffs

Bangkok, October 25, 2012 ? The SEC is urging small-and medium-sized enterprises (SME) to participate in the SME Bond Project to optimize the benefits of bond as an alternative, cost-effective

(AMR). These actions included placing buy or sell orders designed to artificially inflate prices, submitting bids that hindered others from making their own buy orders, placing small-volume buy orders to

Compact เป็นต้น โดยหลักเกณฑ์กำหนดให้บริษัทหลักทรัพย์จัดการกองทุน (บลจ.) ที่บริหารจัดการ   SRI Fund ต้องเปิดเผยข้อมูลที่เกี่ยวข้องให้ครบถ้วนภายใต้มาตรฐานการเปิดเผยข้อมูลเดียวกัน เพื่อให้ผู้ลงทุนสามารถ

according to international principles such as SDGs, UN Global Compact, etc. The criteria require that AMCs, which manage SRI Funds, disclose all relevant information under the same disclosure standards so

companies for which SEC will collaborate with the Global Compact Network Thailand, (3) exchanging experiences between ASEAN SECs, and (4) putting the guiding principles framework into practice. In addition

be submitted in 2021 onward. The report will also be changed in order to make it compact and provide more information on ESG (Social, Environment, and Governance) and human rights to propel the country

invests mainly in businesses that operate according to universal sustainability principles such as the SDGs driven by the UN Global Compact. Asset management companies managing SRI Funds are required to