) System to prevent damages to private fund assets, as well as related information and documents, and controlling system for acquisition and disposition of private fund assets; (c) System for verification
its client’s assets; (b) System to prevent damages to private fund assets, as well as related information and documents, and controlling system for acquisition and disposition of private fund assets; (c
complete its consideration on the request under clause 4 within fifteen working days as from the date the Office has notified the management company in writing that the Office has received complete documents
company in writing that the Office has received complete documents. In the case where the Office requests the management company to explain or to provide additional documents within a specified period, if
Notification and the Notification of the Capital Market Supervisory Board concerning Application and Approval for Offer for Sale of Structured Notes. Clause 6 Submission of documents or evidence to the SEC
on such transaction to the Stock Exchange of Thailand (the "SET") and to inform the shareholders in terms of written documents within 21 days from the date that the information memorandum is disclosed
derivatives business operator shall submit an application for approval to the Office of the Securities and Exchange Commission together with supplementary documents in accordance with the form and procedure
operator shall submit an application for approval to the Office of the Securities and Exchange Commission together with supplementary documents in accordance with the form and procedure provided in the SEC’s
to be director or manager, the derivatives business operator shall submit an application for approval to the Office of the Securities and Exchange Commission together with supplementary documents in
ทั้งในรูปแบบเอกสารหรือ e-mail ตามรายละเอียดที่ระบุไว้ 2หมายเหตุ : * หลักการและแนวปฏิบัติของ I Code ศึกษาได้ที่ http://www.cgthailand.org/microsite/documents/ICodeBookTH.pdf http://www.cgthailand.org