Securities Brokerage and Securities Dealing which are not Debt Instruments (Codified as of 25/10/2006) (Synopsis) 26/09/2000 01/01/2001 5. Notification of the Securities and Exchange Commission 18/05/1992
Governance (Attached to the SEC Office Notification No. Sor Thor. 38/2565) Report/Form (Notification of Securities and Exchange Commission) Appendix 3 : Information Technology Security (Attached to the SEC
: Operational Control and Security for Information Technology of a Licensed Derivatives Broker. By virtue of the second paragraph of Clause 7 of the Notification of the Securities and Exchange Commission No
derivatives broker. Clause 2. The Notification of the Office of Securities and Exchange No. SorThor/Nor. 34/2547 Re: Operational Control and Security for Information Technology of a Securities Company dated 20
reference. Notification of the Capital Market Supervisory Board No. Tor Jor. 49/2555 Re: Issuance and Offer for Sale regarding Units of Real Estate Investment Trust _____________________ By virtue of Section
The Ministerial Regulation on Revenue Tax Exemption granting tax privileges to SSFs and the Notification of the Director-General of the Revenue Department providing detailed rules are published in
?non-retail mutual funds investing in unrated or non-investment grade debt instruments without limit on investment proportion? but company limit will, however, apply in that investment in each bond
reference. Notification of the Capital Market Supervisory Board No. TorThor. 63/2552 Re: Rules, Conditions and Procedures for Brokerage and Dealing of Securities Which Are Not Debt Instruments or Investment