listed companies* to align with the ISSB Standards. In this regard, the Capital Market Supervisory Board has approved the regulatory amendments as proposed by the SEC.The SEC has therefore opened this
สมาชิกได้หารือเกี่ยวกับ APRC Supervisory MMoU ซึ่งเป็นกรอบความร่วมมือใหม่ในภูมิภาคที่มีความสำคัญ โดยจะเป็นเครื่องมือในการแลกเปลี่ยนข้อมูลระหว่างประเทศสมาชิกเพื่อการยกระดับการกำกับดูแลระหว่างประเทศให้มี
to accommodate issuance of appropriate supervisory guidelines. In addition, SEC will officially launch the One-Stop-Service Center on 1 September 2020 to give more convenience for securities and
Earlier, the Capital Market Supervisory Board approved in principle the proposed amendments to the repo/reverse repo agreement regulations to allow securities companies to enter into repo/reverse
SEC gives information on posting trading signs on listed securities in accordance with SET regulations to protect investors. SET posts supervisory signs on listed securities to warn investors to make
liquidity management tools, and stress test on liquidity risk according to international standards. On 20 October 2020, the Capital Market Supervisory Board Meeting No. 17/2563 passed a resolution
. --------------------------------------* Notification of the Capital Market Supervisory Board No. Tor Thor. 35/2556 Re: Standard Conduct of Business, Management Arrangement, Operating Systems, and Providing Services to Clients of Securities
invest in assets that could be fraudulent, and SEC has not been able to extend its supervisory coverage to such businesses. Therefore, SEC intends to improve the regulations to be consistent with the
supervisory rules that could impose excessive burdens on auditors. This regulatory revision would therefore attract sufficient qualified auditors into the capital market to serve the increasing number of listed
country as well as the additional requirements specified in the MoU and such mutual fund shall be offered through local distributor(s) approved by the host country. In this regard, the supervisory