accordance with the SEC’s regulations, as he had conducted a transaction involving the sale of ASW warrants on 30 May 2022. However, Mr. Suchet failed to prepare and disclose the report (Form 59) to the SEC
the change in securities holdings (Form 59) in accordance with the SEC’s regulations, as she had conducted a transaction involving the sale of THANA securities on 24 March 2022. However, Ms. Wiphanan
(Form 59) in accordance with the SEC’s regulations, as he had conducted a transaction involving the acquisition of SMIT shares by transfer on 28 December 2021. However, Mr. Chandej failed to prepare and
) in accordance with the SEC’s regulations, as his spouse or person living together as husband and wife had conducted a transaction involving the sale of CRC securities on 23 March 2022. However, Mr. Tos
evidenced by photographs and media reports published across various outlets. As such, Mr. Pasu is considered a common-law marriage with Miss Louis, which is a person under applicable securities regulations
CPT Holding Co., Ltd. CPT Holding Co., Ltd. (“CPT Holding”) and two other legal entities ("group of offerors") failed to comply with the regulations as specified by the Capital Market
Saishin Energy LLC. Saishin Energy LLC. and two other legal entities ("group of offerors") failed to comply with the regulations as specified by the Capital Market Supervisory Board by
Real DC Co., Ltd. Real DC Co., Ltd. and two other legal entities ("group of offerors") failed to comply with the regulations as specified by the Capital Market Supervisory Board by
to comply with the regulations as specified by the Capital Market Supervisory Board by assisting or facilitating the group of offerors in preparing the tender offer (Form 247-4) without attaching the