Attorney to file a civil lawsuit with the Court and petition the Court to enter a judgement against that offender for maximum civil sanctions as prescribed by the SEA.    ______________________ Note: All

training courses and seminars. Trainings for the listed companies are expected to start in the first quarter of year 2021 onwards and without charges. _______________________ Note: *The working group on

.   ______________________ Note:   *Regulatory Guillotine refer to a rapid, transparent, and low-cost method coupling with stakeholder participation to review existing laws and

.   ___________________________ Note: The misconduct of the investment consultants, one of whom was also branch manager,  is a violation of Clause 23(2), and a prohibited characteristic of capital market personnel under Clause 31

project. The online application form and more details are available at www.aop.or.th. Entries end on 12 December 2017.  _____________________________ Note: A provident Fund is a fund established

disclose the information thereof via the information disclosure system of SET within the specified period. ____________________________ Note: According to SEC News No. 22/2018, the SEC

separate note, the SEC has received a tip that a foreign company incorporated on the British Virgin Island solicits foreign investors in Thailand to invest in the High Performance Development Limited (HDPL

further proceedings. ----------------------------- Note:  MAS Investor Alert List is available at http://www.mas.gov.sg/IAL.aspx?sc_q=onecoin

, 2014.Note:  Clauses 20(2) and 20(3) of the Notification of Capital Market Supervisory Board No. TorLorThor. 3/2555 re: Approval for Personnel of Business Operators to Perform Duties of Analyzing

suspicious acts, please call the SEC Hotline at 1207. Investors should also note that payment of dividends at a higher rate than the highest interest rate of commercial banks may come from the money of