to prevent dishonest abuses of such mutual funds’ assets; (b) Systems for preventing damages to mutual funds’ assets, related information and documents, and for controlling the inflow and outflow of
operator shall submit an application form to the SEC together with the supplementing documents and evidences prescribed by the SEC. Clause 6. The SEC shall consider and issue an order relating to the
business operator shall submit an application form to the SEC together with the supplementing documents and evidences prescribed by the SEC. 2 As added by the Notification of the Securities and Exchange
under Clause 8 of the Notification No. TorNor. 75/2552 relating to the distribution of money and documents to the unitholders shall not apply to the distribution of money and documents to the unitholders
Commission) Documents for an Application for an Approval on Establishment of a New Limited Company or Public Limited Company to Undertake Securities Business in the Category of Private Fund Management Report
ละเอียดคุณสมบติัท่ีใชใ้นการต่ออาย ุ ไดจ้ากลิงค ์ 9205s.pdf http://www.sec.or.th/TH/MarketProfessionals/Intermediaries/Documents/ORAP/orap_notification_renew.pdf ตรวจสอบวนัท่ีการให้ ความเห็นชอบจะ ส้ินสุดและ
supplementary documents for registration as prescribed by the law governing such category of asset. Clause 3. The securities registrar shall have a service contract with clients available in at least two copies