ควบคุม การกระท าท่ีอาจมี COI เช่น การรับประโยชน์ตอบแทน (Soft Dollar) การซ้ือขายหลกัทรัพยเ์พื่อตนเอง (Prop Trade และ Staff Dealing) และการท าธุรกรรมกบับุคคลท่ีเก่ียวขอ้ง (Affiliated Transaction) โดยตอ้ง ค า
in debt and equity securities for the Company’s own account, bond dealing, private repos and other investments. 2. Expenses The Company’s expenses in the third quarter of 2020 were Baht 482 million, a
brokerage, securities dealing or underwriting of investment units All mutual fund supervisors No. SEC. Nor Jor. (Wor) 1/2564 Re: Mutual Recognition of Funds between Hong Kong Special Administrative Region of
mutual fund management All securities companies licensed to undertake securities business in the category of securities brokerage, securities dealing or underwriting of investment units All mutual fund
96,000 Cubic metre per day (divided into 4 pharses, each pharse has capacity 24,000 Cubic metres and increases every 24,000 cubic metres until meet the maximum capacity) which operate by GS (hold by High
personnel as specified in Clause 12 (3), as the case may be, or not able to act in compliance with rules prescribed herein for every day during which the operation of such branch office continues, the Office
keeping system or readiness of personnel as specified in Clause 12 (3), as the case may be, or not able to act in compliance with rules prescribed herein for every day during which the operation of such
11.0% YoY Net profit was Bt441mn, increasing 5.0% YoY Total usage amount was Bt31,538mn, increasing 20.9% YoY Total average number of money transfer transactions per day was 27,330 transactions
other disclosure requirements stipulated by the SEC Thailand. Page 5 of 5 Form 69 – CIS full Part III Certification of Information Accuracy Dated this day of 20 . Signature