format, which can be viewed on the https://เสี่ยงสูง.com/ microsite or the “ThaiSEC” YouTube Channel. For any inquiries, please contact SEC’s Help Center by calling 1207

increase fundraising channel for businesses in Thailand and attractive alternative investment for accredited investors. For retail investors, the SEC plans to allow an offer for sale of ASEAN CIS within 2012.---------------------------------

channel to help their employees. If 15 million people in workforce become more financially secured and have higher standard of living, their efficiency will increase which will bring about higher

Authority (ACRA) and the SEC Thailand. The AARG roles extend to elevating audit oversight and quality in the region and being a channel for knowledge sharing and promoting ASEAN capital markets linkage

somewhat more popular fund raising channel as witnessed by the continuous increase in corporate bond market value. Survey on asset management companies indicated that mutual funds for accredited investors

will support economic growth, enhance long-term business competitiveness as well as offer a fundraising alternative for the private sector and an investment channel for institutional and retail investors

market as a channel for money laundering activities in line with international standards. Moreover, this effort forms an important part of the SEC’s preventive‑focused approach under its strategic plan

PUBLIC COMPANY LIMITED TVT: TV THUNDER PUBLIC COMPANY LIMITED TWP: THAI WIRE PRODUCTS PUBLIC COMPANY LIMITED TWPC: THAI WAH PUBLIC COMPANY LIMITED TWZ: TWZ CORPORATION PUBLIC COMPANY LIMITED TYCN: TYCOONS

new money laundering and financing of terrorism techniques. The timeframe for trainings shall be set out as the securities company deems appropriate. Chapter 2 Know-Your-Client / Customer Due Diligence

techniques. The timeframe for trainings shall be set out as the securities company deems appropriate. (Unofficial Translation) - 4 - Chapter 2 Know-Your-Client / Customer Due Diligence Process