Section 89/7 in conjunction with Section 281/2 of the same act. For further legal proceedings, the SEC has ordered Mr. Suphanan to make clarification in this matter by 21 July. With regards to the

business operators licensed as wealth advisor will be disclosed at the same time. Relevant rules are available for download at (http://capital.sec.or.th/webapp/nrs/data/7703s.pdf and http

that  he continued to submit trading orders in the same manner. The act of Surin constituted a violation of Section 244/3 and will be subject to punishment under Section 296, Section 296/1, and

in the long term. The SEC will promote a target for sustainable development to be in the same direction of the United Nations by asking listed companies for cooperation to disclose their operations

asset value has now reached a total of 1,100,686 million Thai baht, an 8 percent increase in comparison to the same quarter of the year 2017. This shows a consistent growth and an indicative that

. In addition, the SEC proposes to repeal the requirement for foreign auditors of equity issuers to be affiliated with audit firms in the same group as Thai auditors and to specify no provisions

offering shares or convertible debentures for sale in a private placement in the same manner as the SME case while specifying more measures for investor protection. For example, a business must seek the

made within two months as from a grant of loan. Previously, the SEC Board allowed the same period for establishment of type 1 property fund and increase in scheme capital for additional investment. ?The

units to at least 35 investors, and not to allocate investment units to any person or the same group of persons more than 1/3 of total investment units sold. 2. Revision on sale conduct of

. The SEC, therefore, bans him from securities and derivative business for ten years during the same period of time.