. ______________________ Note: *Regulatory Guillotine refer to a rapid, transparent, and low-cost method coupling with stakeholder participation to review existing laws and
. ___________________________ Note: The misconduct of the investment consultants, one of whom was also branch manager, is a violation of Clause 23(2), and a prohibited characteristic of capital market personnel under Clause 31
project. The online application form and more details are available at www.aop.or.th. Entries end on 12 December 2017. _____________________________ Note: A provident Fund is a fund established
disclose the information thereof via the information disclosure system of SET within the specified period. ____________________________ Note: According to SEC News No. 22/2018, the SEC
separate note, the SEC has received a tip that a foreign company incorporated on the British Virgin Island solicits foreign investors in Thailand to invest in the High Performance Development Limited (HDPL
further proceedings. ----------------------------- Note: MAS Investor Alert List is available at http://www.mas.gov.sg/IAL.aspx?sc_q=onecoin
, 2014.Note: Clauses 20(2) and 20(3) of the Notification of Capital Market Supervisory Board No. TorLorThor. 3/2555 re: Approval for Personnel of Business Operators to Perform Duties of Analyzing
suspicious acts, please call the SEC Hotline at 1207. Investors should also note that payment of dividends at a higher rate than the highest interest rate of commercial banks may come from the money of
. -------------------------------- Note: * {A} violated Clause 23(2), and {B} Clause 23(1), both being the prohibited characteristics of capital market personnel under Clause 31(1) of the Notification of the Capital Market Supervisory
sufficient information for their decision making. It is important to note that the transactions require the shareholders? meeting approval with the vote of at least three quarters of the shareholders attending