Notification and the Notification of the Capital Market Supervisory Board concerning Application and Approval for Offer for Sale of Structured Notes. Clause 6 Submission of documents or evidence to the SEC

on such transaction to the Stock Exchange of Thailand (the "SET") and to inform the shareholders in terms of written documents within 21 days from the date that the information memorandum is disclosed

derivatives business operator shall submit an application for approval to the Office of the Securities and Exchange Commission together with supplementary documents in accordance with the form and procedure

operator shall submit an application for approval to the Office of the Securities and Exchange Commission together with supplementary documents in accordance with the form and procedure provided in the SEC’s

to be director or manager, the derivatives business operator shall submit an application for approval to the Office of the Securities and Exchange Commission together with supplementary documents in

ทั้งในรูปแบบเอกสารหรือ e-mail ตามรายละเอียดที่ระบุไว้ 2หมายเหตุ : * หลักการและแนวปฏิบัติของ I Code ศึกษาได้ที่ http://www.cgthailand.org/microsite/documents/ICodeBookTH.pdf http://www.cgthailand.org

processes and fee _____________ Clause 7 An applicant for the registration as a derivatives business operator shall submit an application form to the SEC Office together with the supplementing documents and

with the supplementing documents and evidences prescribed by the form and method that the SEC Office provided in website. Clause 8 The SEC Office shall consider and issue an order relating to the

with the supplementing documents and evidences prescribed by the form and method that the SEC Office provided in website. Clause 8 The SEC Office shall consider and issue an order relating to the

of securities and documents related to the securities registrar to the securities issuer or the new registrar appointed by the securities issuer without delay. Clause 8 ( Any securities registrar who