. ?It is a good time for asset management company to develop mutual funds with innovative investment policy in response to needs of investors who nowadays become more familiar with mutual funds. Owing to

than what the customer could tolerate.In the case of {B}, who was a securities investment consultant at Thanachart Bank Public Company Limited (TBANK) at the time of misconduct, the SEC received a

company?s documents, reports and accounts. His actions were therefore also deemed in contravention of Section 312 of the SEA. In this case, the SEC also found that the company secretary at that time

documents, reports and accounts. His actions were therefore also deemed in contravention of Section 312 of the SEA. In this case, the SEC also found that the company secretary at that time responsible for

investment consultants must be prompt to provide the said services by the next 2 years, there is time for all commercial banks to develop the staff competency. Meanwhile, the SEC asked the commercial banks to

exceeding 50,000 baht per company and not exceeding 500,000 baht during the 12 month-period. Moreover, they can cancel shares subscription at any time, except the remaining of offering period is less than 48

time, thus making the total number of 650. For more information, visit www.sec.or.th and www.cgthailand.org.

also admitted taking such trading orders via mobile phone.  In addition, some of his clients' trading orders showed the concurrent price and time of the securities traded or canceled.  Furthermore, the

  whether there was any unusual trading during such period of time was also taken into account, the results of which are as follows: 1. Cause of temporality halt on the SET?s trading system         Circuit

those who seek the right time to invest in corporate bonds traded in the secondary market.