Building Confidence in the Capital Market No. 10/2017 SEC grants a second extension to KC special audit report submission Bangkok, 13 March 2017 – The SEC has extended the deadline for submitting the
and Royal Enactment ( 22 ) About SEC ( 20 ) Budget ( 20 ) Enforcement ( 8 ) Manual Select ( 7 ) Strategic Plan ( 7 ) investor ( 5 ) Market Data ( 5 ) Intermediaries ( 4 ) Investors ( 4 ) IPO ( 4
the capital market in line with the SEC Strategic Plan. Other panelists included Dr. Chongrak Wachrinrat, President of Kasetsart University, and Mr. Auttapol Rerkpiboon, President and CEO of PTT
SEC issues a notification of the capital market supervisory board revising rules regarding the establishment of audit committee of securities companies by requiring a securities company keeping its
individual, in particular tax privilege; and (iii) any person or group of persons will not be allowed to dominate mutual fund management.Key proposed revisions require retail fund and money market fund to
Thai Agencies Public Company Limited (TTA), a group of investors has claimed to (1) have collectively purchased approximately 30 percent of TTA shares, (2) expressed the intention to change certain
Bangkok, June 26, 2014 - The SEC suspended {A}, a securities investment consultant of Globlex Securities Company Limited, for failing to inform the client of sufficient information which was material
-based execution to simplify the overall procedure, (3) the clearer determination of the roles and responsibilities of company boards of directors and financial advisors to better respond to real practice
Bangkok, May 22, 2015 ? The SEC did not grant Thai Industrial & Engineering Service Plc. (TIES) a waiver for postponement of submission of the company?s rectified and audited 2014 financial